Gregory Powell

Current Employers

Employment History

• 10/2012 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 01/2013 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 10/2012 → 04/2025
  Cetera Advisors Llc
  Denver, CO
• 10/2012 → 04/2025
  Cetera Investment Services Llc
  St.CLoud, MN
• 10/2012 → 04/2025
  Cetera Advisor Networks
  El Segundo, CA
• 10/2013 → 04/2025
  Cetera Financial Specialists
  Schaumberg, IL
• 11/2020 → 04/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → 04/2025
  Cetera Advisors Llc
  Mundelein, IL
• 04/2024 → 04/2025
  Avantax Investment Services
  Dallas, TX
• 06/2025 → 06/2025
  Horizon Financial Group
  Baton Rouge, LA
• 06/2025 → 06/2025
  Horizon Financial Group & Horizon Financial Network
  Baton Rouge, LA
• 06/2025 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 06/2025 → Present
  Cetera Investment Advisors
  Schaumburg, IL

Previous Registrations

• 2020-11-12 → 2025-04-29
  Cetera Investment Advisers Llc
  Mundelein, IL
  Mundelein, IL
  Schaumburg, IL
• 2013-07-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Mundelein, IL
• 2006-06-14 → 2012-10-24
  Ogilvie Security Advisors Corporation
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Beverly Hills, CA
  Westwood, MA
  Westborough, MA
• 1999-07-26 → 2006-05-30
  Heritage Capital Management Inc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: HORIZON FINANCIAL GROUP & HORIZON FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: COMPLIANCE OFFICER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED ADMIN ASSISTANT

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-11-26

Other Names

• Gregg Ralph Powell
• Gregory Ralph Powell