Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2016-03-01 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | New York | NY | 03/2016 | Present |
1) SY SYMS FOUNDATION / ONE BRIDGE PLAZA NORTH SUITE 275 FORT LEE,NJ 07024 / Foundation/ Charities, Cultural, Educational & Political Organisations / CHARITABLE DONATIONS / Trustee / / MONITORING CHARITABLE DONATIONS AND FINANCIAL PERFORMANCE OF THE FOUNDATION / Start Date 4/12/10 / 2) PERRI HOCHHAUSER TRUST UA DTD 11/21/91 MARK FREIBERG TRUSTEE/ investment related?:yes / NY, NY 10022-8064/ TO PROVIDE FOR THE BENEFIT OF THE BENEFICIARY./ start date: 6/11/2018
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-01-13 |
Reach out to this advisor