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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-06-21 |
| TX | RA | APPROVED | 2016-08-17 |
| NC | RA | APPROVED | 2008-01-01 |
Branch Locations
421 S Church St Ste 100, Hendersonville, NC 28792 • United States
52 Walnut St Stes 3, 5 & 6, Waynesville, NC 28786 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Asheville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, ALEXANDER, NC, 100% OWNERSHIP W/ SPOUSE, START: 9/16/2007, 1 HR/MONTH, 0 HRS DURING TRADING.; | BILLY GRAHAM TRAINING CENTER AT THE COVE; NOT INV RELATED; ASHEVILLE, NC; MASTER OF CEREMONIES; 06/2025; 4 HOURS PER MONTH; 4 HOURS DURING TRADING; CHRISTIAN RETREAT CENTER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-26 |
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