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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Bank | Taft | TX | 10/2016 | Present |
| Cetera Investment Services Llc | St Cloud | TX | 10/2016 | 12/2016 |
| Cetera Investment Advisers Llc | Taft | TX | 10/2016 | 12/2016 |
| Raymond James Financial Services, Inc. | Victoria | TX | 12/2016 | Present |
| Unemployed | Portland | TX | 05/2016 | 09/2016 |
| Raymond James Financial Services Advisors Inc. | Victoria | TX | 12/2016 | Present |
(1)Name of Business: Prosperity Private Investments Address: 101 S Main St, Victoria, TX, 77901, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/08/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Program Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-19 |
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