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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-09
  • TX RA
    APPROVED
    Since 2023-06-09

Branch Locations

405 Buena Vista Ave, Victoria, TX 77901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Victoria TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Victoria TX 11/2016 06/2023
Wells Fargo Advisors Financial Network, Llc Victoria TX 06/2023 Present
Previous Registrations
  • 2011-01-03 → 2023-06-09
    Victoria, TX
    San Antonio, TX
    Victoria, TX
    Victoria, TX
    Austin, TX
    San Antonio, TX
  • 2000-12-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Victoria, TX
    Victoria, TX
Other Businesses

HENSON COLE LLC, INV RELATED, VICTORIA, TX, 100% OWNERSHIP WITH SPOUSE, START 9/1/2022, 2 HOURs PER MONTH, ZERO HOURS DURING TRADING, HOLDS FINET PRACTICE BUILDING. COASTLINE ADVISORY GROUP, LLC , INV. RELATED; VICTORIA,TX; 49.5% OWNERSHIP; START DATE 6/13/2023; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 140; FINET PRACTICE.; GUARDIAN FOR DAUGHTER, INV RELATED, VICTORIA, TX, START: 6/13/2023, 720 HOURS A MONTH, 0 HOURS DURING TRADING. COMMITTEE FOR A STRONGER VICTORIA PAC; NOT INV RELATED; VICTORIA, TX; UNLIMITED; COMMITTEE MEMBER; START DATE: 02/27/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-03
S63 Uniform Securities Agent State Law Examination 1995-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-11-03
  • S63 Uniform Securities Agent State Law Examination
    1995-11-15
Other Names
  • John David Handley

View on SEC IAPD

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