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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-31 |
Branch Locations
1717 N. Laurent, Ste. 103, Victoria, TX 77901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James R Henry, Clu, Chfc | Victoria | TX | 05/1998 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2011 | 08/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2011 | 08/2018 |
| Lpl Financail Llc | Victoria | TX | 08/2018 | Present |
1)8/31/18- Crossroads Wealth Management - DBA for LPL Business (entity for LPL business)- Inv. Related- Victoria, TX- start date 8/2018 - 100% 2)8/31/18- JAMES R. HENRY, CLU & COMPANY- Non-Variable Insurance- Fixed Life, Long term care, & disability income insurance- Inv. Related- Victoria, TX - start date 4/1982 - 10hrs/mth - 10%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-30 |
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