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James Michael Baker

Edward Jones

Victoria, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-12
  • TX RA
    APPROVED
    Since 2014-12-12

Branch Locations

303 E Airline Rd Suite 5, Victoria, TX 77901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2014 Present
Other Businesses

"Sell of Cattle Type: Date: 01/01/23 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Sell of Cattle City-State: Inez TX"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-17
  • S66 Uniform Combined State Law Examination
    2014-10-17
Other Names
  • James Michael Baker

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BAUCOM WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
SATHER FINANCIAL GROUP, INC.

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JOHN TYLER WOFFORD
JOSEPH DALE HERMES

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · VICTORIA, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Victoria, TX
LPL FINANCIAL LLC · VICTORIA, TX
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · VICTORIA, TX
BAUCOM WEALTH MANAGEMENT LLC · VICTORIA, TX
OSAIC WEALTH, INC. · Victoria, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Victoria, TX
SATHER FINANCIAL GROUP, INC. · VICTORIA, TX

More in Victoria, TX

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