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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-22 |
| NJ | RA | APPROVED | 2023-05-19 |
Branch Locations
331 Newman Springs Road Building 1, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Red Bank | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Red Bank | NJ | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Red Bank | NJ | 05/2023 | Present |
SMESSINA, LLC; INV. RELATED; HOLMDEL,NJ; 100% OWNERSHIP; START DATE 04/04/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE. MARINUS FINANCIAL, LLC, INVT RELATED, RED BANK, NJ, 16.66% OWNERSHIP, START DATE 5/1/2023, 160 HRS PER MONTH, 8 HRS DURING TRADING, TRANSITIONING TO FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-28 |
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