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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-11
TX RA APPROVED_RES 2020-05-15
  • NJ RA
    APPROVED
    Since 2025-11-11
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

155 Passaic Ave, Suite 400, Fairfield, NJ 07004 • United States

Caldwell, NJ • United States

The Astorino Financial Group, Inc.

155 Passaic Ave Suite 400, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-11
NJ RA APPROVED 2025-11-11
NY RA APPROVED 2021-06-24
TX RA APPROVED_RES 2020-05-06
PA RA APPROVED 2004-01-29
  • FL RA
    APPROVED
    Since 2025-11-11
  • NJ RA
    APPROVED
    Since 2025-11-11
  • NY RA
    APPROVED
    Since 2021-06-24
  • TX RA
    APPROVED_RES
    Since 2020-05-06
  • PA RA
    APPROVED
    Since 2004-01-29

Branch Locations

155 Passaic Ave Suite 400, Fairfield, NJ 07004 • United States

North Caldwell, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Astorino Financial Group, Inc. Fairfield NJ 01/1998 Present
Lpl Financial Fairfield NJ 02/2003 Present
The Astorino Financial Group Fairfield NJ 03/2006 Present
  • 01/1998 → Present
    Astorino Financial Group, Inc.
    Fairfield, NJ
  • 02/2003 → Present
    Lpl Financial
    Fairfield, NJ
  • 03/2006 → Present
    The Astorino Financial Group
    Fairfield, NJ
Other Businesses

(1) 3/29/06: RIA- THE ASTORINO FINANCIAL GROUP- RIA / INSURANCE (2) 07/03/2012: NON-VARIABLE INSURANCE / SPLITTING 50/50 THE INITIAL COMMISSION ON A J. HANOCK 10 YEAR TERM POLICY WITH GATEWAY FINANCIAL GROUP LLC PITTSBURG PA. (BROKER/DEALER M HOLDINGS SECURITIES). WILL BE WORKING TOGETHER THIS ONE TIME ON A MUTUAL CLIENT. (3) 4/9/2013: NON-VARIABLE INSURANCE - THE ASTORINO FINANCIAL GROUP, INC. - SELLING NON-VARIABLE INSURANCE THROUGH OUTSIDE INSURANCE COMPANIES AND BEING PAID COMMISSIONS ON THE SALES. - TIME SPENT 5% - FAIRFIELD, NJ. (4) 06/12/2013 - FINANCIAL - NOTARY PUBLIC - NOTARIZE CLIENT DOCUMENTS IF NEEDED - FAIRFIELD, NJ (5) 07/08/2013 - DBA ONLY - THE ASTORINO FINANCIAL GROUP INC - FAIRFIELD, NJ

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-15
  • S63 Uniform Securities Agent State Law Examination
    1990-11-15
Designations
Other Names
  • Frank Astorino

View on SEC IAPD

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