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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-22
NJ RA APPROVED 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-22
  • NJ RA
    APPROVED
    Since 2022-02-18

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

West Orange, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. East Hanover NJ 02/2016 02/2022
Greenberg & Rapp Financial Group, Inc. East Hanover NJ 02/2016 02/2022
Mml Investors Services Llc Fairfield NJ 02/2022 Present
Massmutual Life Insurance Co Fairfield NJ 02/2022 Present
  • 02/2016 → 02/2022
    East Hanover, NJ
  • 02/2016 → 02/2022
    Greenberg & Rapp Financial Group, Inc.
    East Hanover, NJ
  • 02/2022 → Present
    Fairfield, NJ
  • 02/2022 → Present
    Massmutual Life Insurance Co
    Fairfield, NJ
Previous Registrations
  • 2016-02-12 → 2022-02-18
    Morristown, NJ
    Portland, OR
  • 2015-01-02 → 2016-02-19
    Msi Financial Services, Inc.
    Wall Township, NJ
    Fairfield, NJ
    Florham Park, NJ
  • 2013-08-29 → 2015-01-02
    New England Securities
    Fairfield, NJ
    Florham Park, NJ
  • 2005-06-21 → 2006-11-17
    Osaic Fa, Inc.
    Rochelle Park, NJ
    Paramus, NJ
  • 2005-02-04 → 2005-06-13
    Osaic Fa, Inc.
    Rochelle Park, NJ
  • 2002-07-31 → 2004-12-09
    Tenafly, NJ
Other Businesses

(1)NAME: JEFFREY GAIER INV REL: Y ADDR: 30 TWO BRIDGES ROAD SUITE 320 FAIRFIELD NJ 07004 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INDEPENDENT INSURANCE BROKER START: 2/18/2022 NO HRS/MO: 20 NO HRS/MO DUR SEC TRADING: 20 DESCRIBE DUTIES: DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, & LONG-TERM CARE INSURANCE. (2)NAME: PRIVATE WEALTH PARTNERS, LLC INV REL: Y ADDR: 30 TWO BRIDGES ROAD SUITE 320 FAIRFIELD NJ 07004 NATURE: CONSULTING (NON-SECURITIES) POSITION: OWNER START: 12/01/2023 NO HRS/MO: 74 NO HRS/MO DUR SEC TRADING: 18 DESCRIBE DUTIES: CONSULTING (NON-SECURITIES) (3)NAME: CHILD HEALTH INSTITUTE OF NEW JERSEY INV REL: N ADDR: 89 FRENCH STREET, NEW BRUNSWICK, NJ 08901 NATURE: NOT FOR PROFIT RESEARCH POSITION: BOARD MEMBER START: 2/18/2022 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: ADVISE ON PUBLIC EDUCATION AND AWARENESS FOR THE ORGANIZATION'S GROWTH AND DEVELOPMENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-06-11
  • S63 Uniform Securities Agent State Law Examination
    1984-06-11
Designations

View on SEC IAPD

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