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Elizabeth Stoltz Rugg

Ubs Financial Services Inc.

Columbus, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-07-26
  • OH RA
    APPROVED
    Since 2018-07-26

Branch Locations

5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Investors Distribution Co Charlotte NC 08/2016 03/2017
Brighthouse Securities, Llc Charlotte NC 03/2017 03/2018
Ubs Financial Services Inc. New Albany OH 07/2018 Present
Unemployed Lewis Center OH 03/2018 07/2018
  • 08/2016 → 03/2017
    Metlife Investors Distribution Co
    Charlotte, NC
  • 03/2017 → 03/2018
    Brighthouse Securities, Llc
    Charlotte, NC
  • 07/2018 → Present
    Ubs Financial Services Inc.
    New Albany, OH
  • 03/2018 → 07/2018
    Unemployed
    Lewis Center, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-02
S63 Uniform Securities Agent State Law Examination 2007-02-28
  • S66 Uniform Combined State Law Examination
    2014-06-02
  • S63 Uniform Securities Agent State Law Examination
    2007-02-28
Other Names
  • Elizabeth Marie Stoltz
  • Elizabeth Stoltz Rugg
  • Elizabeth M Rugg

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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