Heather Laurie Michael

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1991 → Present
  Prudential Insurance Company Of America
  Cincinnati, OH
• 07/1991 → 11/2024
  Pruco Securities, Llc.
  Cincinnati, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Columbus, OH

Previous Registrations

• 2001-10-30 → 2024-11-14
  Pruco Securities, Llc.
  Cincinnati, OH
  Cincinnati, OH
  West Chester, OH
  Columbus, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-22
• S63 Uniform Securities Agent State Law Examination
  1988-06-15

Other Names

• Heather Laurie Moon