William James Steves

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Palm Harbor, FL

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Palm Harbor, FL
  Palm Harbor, FL
  Phoenix, AZ
• 1993-11-23 → 2005-10-31
  Sunamerica Securities, Inc.
  Clearwater, FL

Other Businesses

1) CORPORATE INVESTMENT ADVISORY REP;RESENTATIVE. AIG FINANCIAL ADVISORS, INC. NATURE INVESTMENT ADVISORY. POSITION-INVESTMENT ADVISORY REP. START DATE 01/01/2004. APPROX HOURS PER MONTH 40. HOURS PER DAY 2. DUTIES-INVESTEMENT ADVISORY AND MANAGEMENT. LIFE INSURANCE AND FIXED ANNUITIES, STEVES INVESTMENT MANAGEMENT, INC., INVESTMENT RELATED. 31115 US HIGHWAY 19N, PALM HARBOR, FL. 34684. INSURANCE AND FIXED ANNUITIES. AGENT/OWNER. START DATE 12/1/1993. HOURS PER MONTH 1. LESS THAN 1 DURING SECURITIES HOURS. SELL LIFE INSURANCE POLICIES, AND FIXED ANNUITIES. 2) STEVES INVESTMENT MANAGEMENT, INC. POSITION: President/Owner NATURE: I have used the S Corp for tax reporting purposes for 29 years as long as I have been affiliated with Sagepoint and previous iterations. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1993 ADDRESS: 31115 US Hwy 19 N, Palm Harbor FL 34684, United States DESCRIPTION: Just for tax purposes and expenses to run my business

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-08
• S63 Uniform Securities Agent State Law Examination
  1983-12-30