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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-08-07 |
| ME | RA | APPROVED | 2025-07-31 |
| RI | RA | APPROVED | 2023-07-20 |
| NY | RA | APPROVED | 2021-04-08 |
| NC | RA | APPROVED | 2021-01-08 |
| TX | RA | APPROVED_RES | 2019-06-10 |
| AZ | RA | APPROVED | 2018-01-10 |
| CA | RA | APPROVED | 2017-11-08 |
| NJ | RA | APPROVED | 2017-09-25 |
| VA | RA | APPROVED | 2016-04-01 |
| FL | RA | APPROVED | 2016-01-13 |
| CT | RA | APPROVED | 2016-01-11 |
Branch Locations
10 Merchants Road, Sandwich, MA 02563 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Sandwich | MA | 11/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-17 |
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