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James William Buzgo

Ameriprise Financial Services, LLC

Osterville, MA

Newton, MA

Boston, MA

Medfield, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-07
FL RA APPROVED 2021-04-27
  • GA RA
    APPROVED
    Since 2026-01-07
  • FL RA
    APPROVED
    Since 2021-04-27

Branch Locations

1284 Main St Unit A1, Osterville, MA 02655-1542 • United States

2221 Washington St Ste 202, Newton, MA 02462 • United States

60 State St, Suite 2100, Boston, MA 02109 • United States

Medfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 04/2009 02/2020
Ameriprise Financial Services Inc Boston MA 02/2020 03/2020
Ameriprise Financial Services, Llc Boston MA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-31
  • S66 Uniform Combined State Law Examination
    2001-08-31
Designations
Other Names
  • James W Buzgo
  • James W W Buzgo
  • James William Buzgo

View on SEC IAPD

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ROBERTA ELIZABETH (RICHARDS) MAUCH
WILLIAM ALBERT MURDOCH
SCOTT PETER BARKER
ALFRED PETER SCHOFIELD
STEPHANIE MK ROLFE

Other Offices

JANNEY MONTGOMERY SCOTT LLC · OSTERVILLE, MA
MML INVESTORS SERVICES, LLC · Osterville, MA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · OSTERVILLE, MA
WASHINGTON FINANCIAL GROUP, INC. · OSTERVILLE, MA
REVIRESCO INVESTMENT MANAGEMENT LLC · OSTERVILLE, MA
BURR & COMPANY, LLC · OSTERVILLE, MA
CETERA INVESTMENT ADVISERS LLC · OSTERVILLE, MA
LPL FINANCIAL LLC · OSTERVILLE, MA

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