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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-01
  • TX RA
    APPROVED
    Since 2025-05-01

Branch Locations

1284 Main St Unit A1, Osterville, MA 02655-1542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 12/2010 05/2025
Ameriprise Financial Services Llc Osterville MA 05/2025 Present
Previous Registrations
Other Businesses

Board of Directors; Osterville Village Association; Treasurer; Box 520, , Osterville, MA, 02655; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Board of the Foundation for the Advancement of Catholic Education.; Board Member; 450 Highland Avenue, , Fall River, MA, 02720; Not Investment-Related; 10/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Osterville Men's Club; Membership Committee for Osterville Men's Club; 490 Ocean Street, , Hyannis, MA, 02601; Not Investment-Related; 01/31/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-14
  • S66 Uniform Combined State Law Examination
    2004-04-14
Designations
Other Names
  • Albert J Makkay

View on SEC IAPD

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