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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-10-01 |
| NY | RA | APPROVED | 2021-06-16 |
| FL | RA | APPROVED | 2021-03-30 |
| TX | RA | APPROVED_RES | 2015-11-24 |
| NJ | RA | APPROVED | 2015-11-20 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 11/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2015 | Present |
1. CITIGROUP VENTURE CAPITAL INTERNATIONAL 399 PARK AVENUE NEW YORK NY 10022 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 2. CITIGROUP CAPITAL PARTNERS II 399 PARK AVENUE NEW YORK NY 10022 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 3. FORTRESS 1345 AVENUE OF THE AMERICAS 46TH FLOOR NEW YORK NY 10105 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 4. MOUNTBATTAN EQUITIES 421 HUDSON STREET NEW YORK NY 10014 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 5. SELIGMAN INVESTMENTS 100 PARK AVENUE NEW YORK NY 10017 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMNITED PARTNER;;NON WORKING HOURS; 6. CITY CLUB HOTEL 55 WEST 44TH STREET NEW YORK NY 10036 USA PARTNERSHIP/NON-SECURITIES-RELATED;LIMITED PARTNER;;NON WORKING HOURS; 7. CERES REALTY 950 THIRD AVENUE NEW YORK NY 10022 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 8. MAVERON 505 FIFTH AVENUE SOUTH SUITE 600 SEATTLE WA 98104 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 9. KRESEVICH CAPITAL MANAGEMENT LLC 303 SOUTH BROADWAY, STE 222 TARRYTOWN NEW YORK 10591 USA SOLE PROPRIETORSHIP (E.G. SMALL FAMILY BUSINESS);OFFICER;20 HOURS PER MONTH;NON WORKING HOURS; 10. ZINMAN FAMILY LLC,OWNER; STOCKS, BONDS, CASH & ALTERNATIVES; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 2; INVESTMENT RELATED; ALBANY, NEW YORK; START DATE: 03/2014 *318257 - Duke University; Investment related - No; Durham, NC; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Apr 2013; During business hours: 0; After business hours: 1; Fundraising. *614490 - Eton LLC; Investment Related - Yes; Wilmington, Delaware; Investment/Finance/Banking; Board Member, Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2024; During Business Hours: 0; After Business Hours: 2; Investment and Estate Planning. *619223 - 52-53 Mead Street LLC; Investment Related - Yes; Waccabuc, New York; Investment/Finance/Banking; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2024; During Business Hours: 0; After Business Hours: 1; Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-07 |
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