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Richard Scott Zinman

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-01
NY RA APPROVED 2021-06-16
FL RA APPROVED 2021-03-30
TX RA APPROVED_RES 2015-11-24
NJ RA APPROVED 2015-11-20
  • CT RA
    APPROVED
    Since 2021-10-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • FL RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED_RES
    Since 2015-11-24
  • NJ RA
    APPROVED
    Since 2015-11-20

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 11/2015 Present
Morgan Stanley Private Bank, National Association New York NY 12/2015 Present
  • 11/2015 → Present
    New York, NY
  • 12/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2015-06-24 → 2015-12-16
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
    New York, NY
Other Businesses

1. CITIGROUP VENTURE CAPITAL INTERNATIONAL 399 PARK AVENUE NEW YORK NY 10022 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 2. CITIGROUP CAPITAL PARTNERS II 399 PARK AVENUE NEW YORK NY 10022 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 3. FORTRESS 1345 AVENUE OF THE AMERICAS 46TH FLOOR NEW YORK NY 10105 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 4. MOUNTBATTAN EQUITIES 421 HUDSON STREET NEW YORK NY 10014 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 5. SELIGMAN INVESTMENTS 100 PARK AVENUE NEW YORK NY 10017 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMNITED PARTNER;;NON WORKING HOURS; 6. CITY CLUB HOTEL 55 WEST 44TH STREET NEW YORK NY 10036 USA PARTNERSHIP/NON-SECURITIES-RELATED;LIMITED PARTNER;;NON WORKING HOURS; 7. CERES REALTY 950 THIRD AVENUE NEW YORK NY 10022 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 8. MAVERON 505 FIFTH AVENUE SOUTH SUITE 600 SEATTLE WA 98104 USA PARTNERSHIP/SECURITIES-RELATED (HEDGE FUND);LIMITED PARTNER;;NON WORKING HOURS; 9. KRESEVICH CAPITAL MANAGEMENT LLC 303 SOUTH BROADWAY, STE 222 TARRYTOWN NEW YORK 10591 USA SOLE PROPRIETORSHIP (E.G. SMALL FAMILY BUSINESS);OFFICER;20 HOURS PER MONTH;NON WORKING HOURS; 10. ZINMAN FAMILY LLC,OWNER; STOCKS, BONDS, CASH & ALTERNATIVES; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 2; INVESTMENT RELATED; ALBANY, NEW YORK; START DATE: 03/2014 *318257 - Duke University; Investment related - No; Durham, NC; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Apr 2013; During business hours: 0; After business hours: 1; Fundraising. *614490 - Eton LLC; Investment Related - Yes; Wilmington, Delaware; Investment/Finance/Banking; Board Member, Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2024; During Business Hours: 0; After Business Hours: 2; Investment and Estate Planning. *619223 - 52-53 Mead Street LLC; Investment Related - Yes; Waccabuc, New York; Investment/Finance/Banking; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2024; During Business Hours: 0; After Business Hours: 1; Administrative.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-23
S63 Uniform Securities Agent State Law Examination 1983-12-07
  • S65 Uniform Investment Adviser Law Examination
    2015-06-23
  • S63 Uniform Securities Agent State Law Examination
    1983-12-07

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