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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-06-10 |
| IA | RA | APPROVED | 2016-05-16 |
| TX | RA | APPROVED | 2016-05-16 |
Branch Locations
2600 Westown Pkwy Ste 210, West Des Moines, IA 50266 • United States
5310 W 26Th St, Sioux Falls, SD 57106-0602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 05/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Business Ownership; FMA LLC; ; Expense account for financial planning practice; 2600 Westown Pkwy#110West Des Moines, ,; Not Investment-Related; 09/01/2017; 1 to 9 hours per month; 0 during trading hours / Planners Tax & Accounting; Only as an owner; Tax Preparation; 2600 Westown PKWY, Ste 230, , West des moines, IA, 50266; Not Investment-Related; 01/05/2020; 1 to 9 hours per month; 0 during trading hours / 5526 Cottonwood Cr, LLC; Accounting; Recording Income and Payroll; 2600 Westown Pkwy, Suite 210, , West Des Moines, IA, 50266; Not Investment-Related; 06/29/2006; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 5526 Cottonwood Cr, LLC; Owner; ; 2600 Westown Pkwy, Suite 210, , West Des Moines, IA, 50266; Not Investment-Related; 06/29/2006; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-03-19 |
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