Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Life Ins. Co | Houston | TX | 07/1987 | 07/2025 |
| Capital Management Corp. | Niagara Falls | NY | 01/1986 | Present |
| Cadaret, Grant & Co., Inc. | Niagara Falls | NY | 08/2001 | 07/2025 |
| Security Mutual Life | Binghamton | NY | 08/1997 | 07/2025 |
| Summit Consultants & Advisors, Llc | Niagara Falls | NY | 12/2009 | 06/2023 |
| Lpl Financial Llc | Niagara Falls | NY | 07/2025 | Present |
1- 07/2025 - Capital Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/1991 - 40 hours per month/ 0 hours during trading 2- 07/2025 - Capital Management Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/1986 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-21 |
Reach out to this advisor