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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
505 Ellicott Street Suite 103, A13, Buffalo, NY 14203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Dewitt | NY | 10/2017 | 06/2021 |
| The Puppy Playpen | Buffalo | NY | 08/2016 | 11/2017 |
| The Prudential Insurance Company Of America | Dewitt | NY | 02/2018 | 06/2021 |
| Cadaret, Grant & Co., Inc. | Buffalo | NY | 06/2021 | 07/2025 |
| Lpl Financial Llc | Buffalo | NY | 07/2025 | Present |
1. 07/10/2025- Impact Financial Strategies- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/14/2025- 150 Hours Per Month- 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-09 |
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