Brian Michael Silverberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Cadaret, Grant & Co., Inc.
  Williamsville, NY
• 06/2016 → 03/2022
  Hager Equity Group, Inc.
  Niagara Falls, NY
• 07/2025 → Present
  Lpl Financial Llc
  Niagara Falls, NY

Previous Registrations

• 2016-05-04 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Niagara Falls, NY
• 2010-02-08 → 2016-05-05
  Legend Advisory, Llc
  Amherst, NY
  Palm Beach Gardens, FL
  Getzville, NY

Other Businesses

Insurance Sales agent of Life/Health/Annuities through Cadaret Grant Agency in the state of NY with various companies since 5/2016 to present. Insurance Sales may also be done through DBA Capital Management Group.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-05
• S63 Uniform Securities Agent State Law Examination
  2000-06-19

Other Names

• Brian Michael Silverberg