Jean M. Catanese

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1991 → Present
  Capital Management Group
  Niagara, NY
• 08/2001 → 07/2025
  Cadaret, Grant & Co., Inc.
  Niagara Falls, NY
• 08/1997 → 07/2025
  Security Mutual
  Binghamton, NY
• 08/1986 → Present
  United States Life Ins.
  Syracuse, NY
• 07/2025 → Present
  Lpl Financial Llc
  Niagara Falls, NY

Previous Registrations

• 2021-05-04 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Niagara Falls, NY

Other Businesses

1- 07/2025 - Capital Management Group of Niagara Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading 2- 07/2025 - Capital Management Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/29/1991 - 20 hours per month/ 0 hours during trading 3- 07/2025 - 6928Williams Rd LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 06/20/2007 - 10 hours per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-09-29

Other Names

• Jean Julian Catanese