Wayne Edward Sprenger

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1987 → Present
  Benefit Consultants, Inc
  Colo Springs, CO
• 06/2015 → 11/2017
  Girard Securities
  Colorado Springs, CO
• 09/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-06-30 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Colorado Springs, CO
• 2008-04-01 → 2015-07-02
  Geneos Wealth Management, Inc.
  Colorado Springs, CO
• 1999-01-01 → 2009-12-31
  Wayne E. Sprenger, Financial Planning
  Colorado Springs, CO
  Colorado Springs, CO
• 2005-11-22 → 2008-04-24
  Osaic Wealth, Inc.
  Colorado Springs, CO
  Colorado Springs, CO
• 1999-01-01 → 2005-07-13
  Walnut Street Advisers Inc
  Colorado Springs, CO

Other Businesses

1. DBA: ASCENT FINANCIAL STRATEGIES LLC. 2)INDEPENDENT REP WITH BENEFIT CONSULTANTS INC FOR FIXED ONLY. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE;

Exams

• S66 Uniform Combined State Law Examination
  1999-09-09

Designations

• Certified Financial Planner