James William Applewhite

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Scott & Stringfellow
  Raleigh, NC
• 01/2013 → Present
  Bb&T Securities, Llc
  Raleigh, NC
• 02/2021 → Present
  Truist Investment Services, Inc.
  Raleigh, NC
• 02/2021 → Present
  Truist Advisory Services, Inc.
  Atlanta, GA

Previous Registrations

• 2013-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Raleigh, NC
  Richmond, VA
• 2012-11-27 → 2013-01-02
  Scott & Stringfellow, Llc
  Richmond, VA
  Raleigh, NC
• 2001-12-31 → 2012-11-13
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC

Other Businesses

RENTAL PROPERTY POSITION: owner NATURE: own town home jointly with wife which is rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2019 ADDRESS: Sterling Park Drive, Raleigh NC 27603 DESCRIPTION: Passive ownership, as property is managed by Property Management company. SOUTHPAW SOUL POSITION: singer NATURE: classic and alternative rock band that plays local bars/breweries/parties INVESTMENT RELATED: No NUMBER OF HOURS: 13 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2022 ADDRESS: Raleigh NC, United States DESCRIPTION: Band member/singer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-22
• S63 Uniform Securities Agent State Law Examination
  1983-11-10

Other Names

• Jim Applewhite
• James William Applewhite