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Mark Jeffrey Debbs

Raymond James & Associates, Inc.

New York, NY

CRD 1209024

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2012-06-13
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2012-06-13

Branch Locations

320 Park Avenue Floor 12, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates New York NY 06/2012 Present
  • 06/2012 → Present
    Raymond James & Associates
    New York, NY
Previous Registrations
  • 2011-07-15 → 2013-03-13
    Morgan Keegan & Company, Llc
    New York, NY
  • 2007-12-10 → 2010-03-19
    Rbc Capital Markets, Llc
    New York, NY
    New York, NY
  • 2005-10-17 → 2007-12-14
    A. G. Edwards & Sons, Inc.
    Moristown, NJ
    Morristown, NJ
  • 2002-04-24 → 2003-05-22
    Citigroup Global Markets Inc.
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-14
S63 Uniform Securities Agent State Law Examination 1988-08-04
  • S65 Uniform Investment Adviser Law Examination
    2002-03-14
  • S63 Uniform Securities Agent State Law Examination
    1988-08-04
Other Names
  • Mark J Debbs

View on SEC IAPD

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