David Carl Jones

Current Employers

Employment History

• 11/2008 → Present
  Lpl Financial Llc
  Germantown, TN
• 10/2008 → Present
  David C. Jones Global Wealth Management
  Germantown, TN

Previous Registrations

• 2005-09-12 → 2008-11-03
  Wells Fargo Advisors Financial Network, Llc
  Cordova, TN
• 2000-12-15 → 2005-09-12
  Wells Fargo Clearing Services, Llc
  Memphis, TN

Other Businesses

1. 11/03/2008 - DBA ONLY - DAVID CARL JONES INVESTMENTS, LLC - THIS WILL NOT BE USED FOR PUBLIC AND IS FOR ACCOUNTING PURPOSES ONLY. - SHELL ACCOUNT FOR TAXES. - GERMANTOWN, TN. 2. 11/03/2008 - OTHER-SPORTS NUTRITION - SOFT CELL, LLC - I AM AN INVESTOR AND STRATEGIST. THIS COMPANY DEVELOPS AND WILL DISTRIBUTE ENERGY SUPPLEMENTS FOR SPORTS NUTRITION. NO CLIENTS ARE INVOLVED IN THIS BUSINESS. - TIME SPENT 5%. 3. 11/6/2008 - REGISTERED INVESTMENT ADVISOR - DAVID C. JONES GLOBAL WEALTH MANAGEMENT - WILL BE USED FOR RIA AND DBA. RIA HYBRID PROGRAM. - DAVID C. JONES (DCJ) GLOBAL WEALTH MANAGEMENT - GERMANTOWN, TN. 4. 11/17/2008 - DBA ONLY - DCJ GLOBAL WEALTH MANAGEMENT - DBA NAME OF DAVID C. JONES (DCJ) GLOBAL WEALTH MANAGEMENT TO BE USED FOR HYBRID PLATFORM. - TIME SPENT 100% - GERMANTOWN, TN. 5. 5/18/2009 - DCJ Global Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 10/2008 - Time Spent 50% - I provide investment advisory services through DCJ Global Wealth Management, an independent investment advisor firm. I started this business activity in 10/2008. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 4/20/2012 - REAL ESTATE RENTAL - AUSTIN MEDICAL VENTURES, INC. - 1 RENTAL UNIT, OFFICE SPACE, AND THE RENTERS ARE NOT CUSTOMERS OR ADVISORS OF ANOTHER B/D OR RIA. - TIME SPENT 1% - GERMANTOWN, TN. 7. 11/28/2017 - Sigma Wellness - Not Investment Related - 5656 Bee Cave Road, Austin, TX, 78746/Mostly be on conference calls. - For-Profit Board Member - Started 11/09/2017 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-12
• S63 Uniform Securities Agent State Law Examination
  1992-12-04