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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-24
FL RA APPROVED 2012-04-13
TX RA APPROVED_RES 2011-11-03
  • NJ RA
    APPROVED
    Since 2022-08-24
  • FL RA
    APPROVED
    Since 2012-04-13
  • TX RA
    APPROVED_RES
    Since 2011-11-03

Branch Locations

595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 10/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2011 → Present
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-07
S63 Uniform Securities Agent State Law Examination 1984-02-15
  • S66 Uniform Combined State Law Examination
    2006-05-07
  • S63 Uniform Securities Agent State Law Examination
    1984-02-15

View on SEC IAPD

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