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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-02-16 |
| TN | RA | APPROVED | 2004-04-15 |
Branch Locations
6060 Poplar Ave, Memphis, TN 38119 • United States
Memphis , TN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 09/1983 | Present |
| Bank Of America, Na | Germantown | TN | 12/2009 | Present |
I*103724 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MANITOU INVESTMENT COMPANY INVESTMENT RELATED: N ADDRESS OF BUSINESS: GERMANTOWN, TENNESSEE 38187 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/21/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A PASSIVE REAL ESTATE INVESTMENT THAT I ACT AS THE FAMILY REP FOR THE 1/3 INTEREST. I HAVE MY MOTHER'S PROXY AND P.O.A. I*103720 For profit or not for profit: For-Profit Organization Name of outside business organization: Mackinac Investment Co Investment related: N Address of business: Germantown, Tennessee 38187 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 3/21/2017 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: My mother's proxy board rep for passive rental property. She owns 1/3 interest. I*491700, Entity Type Fiduciary, Name of OBA: EAT Address: Memphis, Tennessee, 38117 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 10-Oct-2017 No Hours: 1 Monthly No Hours during trading:1 Monthly Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-03 |
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