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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-05-01 |
| FL | RA | APPROVED | 2009-12-16 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lauderdale | FL | 12/2009 | Present |
1. Rental Property; Investment related Yes; Rental; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Aug/2011; During business hours: 0; After business hours: 0; Renting out a duplex 2. *486917- Rental Property; Investment related -Yes; Ft Myers, Florida; Real Estate; Landlord (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 5; Collect Rent, Upgrade Unit
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-10 |
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