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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-19
FL RA APPROVED 2010-11-16
  • TX RA
    APPROVED_RES
    Since 2012-07-19
  • FL RA
    APPROVED
    Since 2010-11-16

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 11/2010 Present
Bank Of America, N.A. Guaynabo PR 02/2011 Present
Previous Registrations
Other Businesses

I*732265 For profit or not for profit: Entity For Profit Name of outside business organization: Aurdoro PR Holdings LLC Investment related: Y Address of business: San Juan, , 00907 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/22/2014 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This entity was created for Estate Tax Planning purposes. General Notes: Family held LLC. No conflicts I*393758 For profit or not for profit: Entity For Profit Name of outside business organization: Aurdoro US Holdings LLC Investment related: Y Address of business: San Juan, , 00907 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/22/2014 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is a Non Operating Investmet Company created for Puerto Rico Estate Tax Planning Purposes. I*1882323, Entity Type not for profit , Name of OBA: Academia Maria Reina Address: San Juan Puerto Rico 00921.Investment Related: No Position, Title, Association: Board of Trustees of AMR as a regular member Employee Start Date: 08/01/2024 No Hours: 4 Monthly No Hours during trading: 0 Duties:" The Board of Trustees (sometimes referred to herin as the "Board") shall be the governing body of the Corporation. The corporate authority necessary or incidental to the administration of the Corporation in attaining the corporate stewardship of the Corporations property and assets shall be vested in the Board of Trustees, subject to powers reserved to the Board of Members and the Commission as provided elswhere herein. In the exercise of this function, the Board of Trustees shall have full and general charge, management and control of the affairs, property and funds of the Corporation and shall have the power and authority to do and perform all acts not inconsistent with these By-Laws and/or not reserved to the Board of Members and/or the Commission of the Corporation by these By-Laws,the Charter or the laws of the Commonwealth of Puerto Rico."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-31
S63 Uniform Securities Agent State Law Examination 1987-02-07
  • S66 Uniform Combined State Law Examination
    2007-10-31
  • S63 Uniform Securities Agent State Law Examination
    1987-02-07
Other Names
  • Candida Lucila Bobonis Roig
  • Candida Lucila Bobonis

View on SEC IAPD

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