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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-02-12
TX RA APPROVED 2009-02-04
  • FL RA
    APPROVED
    Since 2009-02-12
  • TX RA
    APPROVED
    Since 2009-02-04

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 San Juan PR 11/2007 Present
Bank Of America, Na Guayabo PR 12/2009 Present
  • 11/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    San Juan, PR
  • 12/2009 → Present
    Bank Of America, Na
    Guayabo, PR
Other Businesses

I*1697299, Entity Type, Name of OBA: Address:Rental Property 1; Investment Related:No Position, Title, Association: Sole owner Employee Start Date: No Hours: No Hours during trading: Duties: I*: 1709263 Entity Type: Entity For Profit Name of OBA: JCE HOLDINGS LLC Address: San Juan, PR Investment Related: Yes Position, Title, Association: Owner Employee Start Date: 4/16/2022 Number of Hours: 1 hour monthly Number of Hours during trading: 0 Duties:Manage my Assets Manage my Assets

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-02
S63 Uniform Securities Agent State Law Examination 2000-09-30
  • S66 Uniform Combined State Law Examination
    2009-02-02
  • S63 Uniform Securities Agent State Law Examination
    2000-09-30
Other Names
  • Juan Carlos Sabater
  • Juan Carlos Estarellas

View on SEC IAPD

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