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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities | Hato Rey | PR | 07/2002 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guaynabo | PR | 09/2016 | Present |
| Bank Of America, N.A. | Guaynabo | PR | 11/2016 | Present |
I*98685 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EAST ISLAND COMPANY INVESTMENT RELATED: N ADDRESS OF BUSINESS: FAJARDO, 738 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, PRIVATE INVESTOR START DATE OF RELATIONSHIP: 9/7/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EAST ISLANDS EXCURSIONS INC IS A PUERTO RICO BASED COMPANY ON THE EAST COAST OF THE ISLAND WHICH OPERATES OUT OF FAJARDO THAT PROVIDES POWER CAT OXCUSIONS TO THE VARIOUS ISLANDS OF THE VIEQUES SOUND. ROBERTO INVESTED IN THE COMPANY BUT HAS NO REPONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-23 |
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