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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-14 |
| FL | RA | APPROVED | 2018-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | San Juan | PR | 03/2017 | 08/2017 |
| Santander Securities Llc | Dorchester | MA | 09/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Guaynabo | PR | 02/2018 | Present |
| Unemployed | San Juan | PR | 03/2016 | 03/2017 |
| Bank Of America, N.A. | Guaynabo | PR | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-25 |
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