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John Thomas Hassell

Hassell Wealth Management

Houma, LA

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Current Employers
Hassell Wealth Management

300 Lafayette Street Suite 200, Houma, LA 70360 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-11-15
TX RA APPROVED_RES 2018-10-15
  • LA RA
    APPROVED
    Since 2018-11-15
  • TX RA
    APPROVED_RES
    Since 2018-10-15

Branch Locations

300 Lafayette Street Suite 200, Houma, LA 70360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houma LA 07/2005 12/2018
Hassell Wealth Management Houma LA 08/2018 Present
Previous Registrations
  • 2005-07-25 → 2018-12-20
    Lpl Financial Llc
    Cut Off, LA
    Cut Off, LA
    Houma, LA
    Cut Off, LA
Other Businesses

Owner of Hassell Family Enterprises * Real Estate Rental * INV REL * 305 Navarro Drive, Gray, LA 70360 * Guest House listed as bed & breakfast, located at 305 Navarro Drive, Gray, LA 70359 * START 06/13/2013 * 2 HRS/MO; 0 HRS DURING SECS TRDG HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-27
  • S63 Uniform Securities Agent State Law Examination
    1986-01-27
Designations
Other Names
  • Tom Hassell

View on SEC IAPD

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