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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-15 |
| LA | RA | APPROVED | 2022-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Lafayette | LA | 11/2021 | Present |
| Ellendale Country Club | Houma | LA | 03/2019 | 11/2021 |
| Self | Thibodaux | LA | 06/2018 | 03/2019 |
| Our Lady Of Mercy Catholic School | Baton Rouge | LA | 08/2017 | 05/2018 |
| Denham And Lillich Wealth Management | Baton Rouge | LA | 08/2016 | 06/2017 |
| Self | Baton Rouge | LA | 08/2014 | 05/2018 |
| Bourgeois Meat Market | Thibodaux | LA | 10/2011 | 12/2018 |
| Full-Time Education | Baton Rouge | LA | 08/2014 | 12/2017 |
| Self | Youngsville | LA | 01/2016 | Present |
ELLENDALE COUNTRY CLUB NOT INVESMENT-RELATED 3319 HWY 311, HOUMA, LA 70360 NATURE OF BUSINESS: RECREATIONAL POSITION: TEMPORARY - TRAINING REPLACEMENT FOR PREVIOUSLY HELD POSITION AND MANAGING EMAIL CAMPAIGNS UNTIL REPLACEMENT IS FULLY TRAINED 5-10 HOURS/MONTH 0 HOURS DURING SECURITIES TRADING HOURS DUTIES INCLUDE TRAINING ANOTHER EMPLOYEE, CREATING GRAPHICS FOR EMAILS, AND CREATING CONTENT FOR EMAIL CAMPAIGNS FOR THE COUNTRY CLUB MEMBERS. EMAILS INCLUDE A MONTHLY EMAIL NEWSLETTER AND VARIOUS TOURNAMENT OR EVENT CAMPAIGNS THROUGHOUT THE MONTH. TYPICALLY 1-3 EMAILS/MONTH. WILL STOP COMPLETELY ONCE NEW EMPLOYEE IS FULLY TRAINED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-16 |
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