Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
FL RA APPROVED 2025-08-08
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05
  • FL RA
    APPROVED
    Since 2025-08-08

Branch Locations

Fort Walton, FL • United States

103 Ramey Rd., Houma, LA 70360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin & Pellegrin, Cpas (Pc) Houma LA 04/1987 Present
Avantax Investment Services, Inc. Houma LA 09/1997 09/2025
Avantax Advisory Services Houma LA 11/1998 09/2025
Avantax Insurance Agency, Inc. Houma LA 09/2017 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Cetera Wealth Services, Llc Fort Walton FL 09/2025 Present
  • 04/1987 → Present
    Martin & Pellegrin, Cpas (Pc)
    Houma, LA
  • 09/1997 → 09/2025
    Avantax Investment Services, Inc.
    Houma, LA
  • 11/1998 → 09/2025
    Avantax Advisory Services
    Houma, LA
  • 09/2017 → 09/2025
    Avantax Insurance Agency, Inc.
    Houma, LA
  • 09/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Fort Walton, FL
Previous Registrations
  • 2002-07-24 → 2025-09-05
    Avantax Advisory Services
    Houma, LA
    Fort Walton, FL
Other Businesses

1) Outside and In LLC~500 Corporate Dr., Suite R~Houma~LA~70360~Retail Store Manager/Employee~Owner/Sole Proprietor~7/1/2006~10hrs~0hrs~Accounting/Management. 2) Martin & Pellegrin CPA, PC~103 Ramey Road~Houma~LA~70360~Tax Preparation/Accounting~Owner/Sole Proprietor~2/6/2003~140hrs~120hrs~complete company name--Martin & Pellegrin Certified Public Accounting (PC) 3) Rayruss Properties, LLC~347 Myrtle Grove Dr~Houma~LA~70360~Rental Property~Owner~5/1/2019~0hrs~0hrs~Minority partner. 4) TEXAS PELICAN PROPERTIES 2, LLC POSITION: Member NATURE: Commercial real estate rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 347 MYRTLE GROVE DR, HOUMA LA 70360, United States DESCRIPTION: Member/Investor CPA for business. 5) TEXAS PELICAN PROPERTIES V, LLC POSITION: Member NATURE: Commercial building rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 103 Ramey Road, Houma LA 70360, United States DESCRIPTION: Investment only.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-09
  • S63 Uniform Securities Agent State Law Examination
    2001-07-09
Other Names
  • Richard Charles Martin

View on SEC IAPD

More in Fort Walton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor