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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2011-05-06 |
| TX | RA | APPROVED | 2011-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New Orleans | LA | 05/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. ERWIN'S LLC AND NOTARY PUBLIC; THIBODAUX, LA; MANAGING MEMBER OF ERWINS AND NOTARY; RECORD KEEPING AND OCCASIONAL NOTARIZATION OF DOCUMENTS; 2-5 HOURS PER WEEK ARE DEVOTED DURING NON TRADING HOURS; 01/1996** 2. CITY OF THIBODAUX BOARD OF ADJUSTMENTS; LA; BOARD MEMBER, ADVISING ON ZONING ISSUES; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 04/2017 3. Lafourche Parish Tourist Commission; Raceland, LA; Preside at board meetings and attend functions; Not Investment related; Board Member; 01/2014; 0,1 *413640 - Industrial Development Board of the Parish of Lafourche; Investment related No; Thibodaux, LA; Government; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 1; After business hours: 1; Labor or Service. *76499- Nicholls State University College of Business Advisory Board; Investment related- No; Thibodaux, Louisiana; Public Schools; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2000; During business hours: 1; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-03 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-03 |
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