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Marguerite Claudia Knight

Morgan Stanley

Houma, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2011-05-06
TX RA APPROVED 2011-05-06
  • LA RA
    APPROVED
    Since 2011-05-06
  • TX RA
    APPROVED
    Since 2011-05-06

Branch Locations

1214 St. Charles Street, Houma, LA 70360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New Orleans LA 05/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2011 → Present
    Morgan Stanley Smith Barney
    New Orleans, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-10-01 → 2011-05-26
    Houma, LA
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Houma, LA
  • 1997-06-06 → 2006-09-27
    Banc One Securities Corporation
    Houma, LA
    Chicago, IL
    Houma, LA
Other Businesses

1. ERWIN'S LLC AND NOTARY PUBLIC; THIBODAUX, LA; MANAGING MEMBER OF ERWINS AND NOTARY; RECORD KEEPING AND OCCASIONAL NOTARIZATION OF DOCUMENTS; 2-5 HOURS PER WEEK ARE DEVOTED DURING NON TRADING HOURS; 01/1996** 2. CITY OF THIBODAUX BOARD OF ADJUSTMENTS; LA; BOARD MEMBER, ADVISING ON ZONING ISSUES; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 04/2017 3. Lafourche Parish Tourist Commission; Raceland, LA; Preside at board meetings and attend functions; Not Investment related; Board Member; 01/2014; 0,1 *413640 - Industrial Development Board of the Parish of Lafourche; Investment related No; Thibodaux, LA; Government; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 1; After business hours: 1; Labor or Service. *76499- Nicholls State University College of Business Advisory Board; Investment related- No; Thibodaux, Louisiana; Public Schools; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2000; During business hours: 1; After business hours: 1; Administrative

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-03
S65 Uniform Investment Adviser Law Examination 1997-02-03
  • S63 Uniform Securities Agent State Law Examination
    1997-02-03
  • S65 Uniform Investment Adviser Law Examination
    1997-02-03
Other Names
  • Marguerite K Pontiff
  • Marguerite K Erwin

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