Patrick Coleman Lettice

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-05-20

CA RA
APPROVED

Since 2016-05-20

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Modesto, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Vulcan Securities Llc	San Francisco	CA	06/2002	Present
Wedbush Securieties Inc	Los Angeles	CA	11/2013	Present

06/2002 → Present

Vulcan Securities Llc

San Francisco, CA
11/2013 → Present

Wedbush Securieties Inc

Los Angeles, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-05-31

S63 Uniform Securities Agent State Law Examination

2006-05-31

View on SEC IAPD

Employer firm

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Exams

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