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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-20
  • CA RA
    APPROVED
    Since 2016-05-20

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Modesto, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Vulcan Securities Llc San Francisco CA 06/2002 Present
Wedbush Securieties Inc Los Angeles CA 11/2013 Present
  • 06/2002 → Present
    Vulcan Securities Llc
    San Francisco, CA
  • 11/2013 → Present
    Wedbush Securieties Inc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-05-31
  • S63 Uniform Securities Agent State Law Examination
    2006-05-31

View on SEC IAPD

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