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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-07
CT RA APPROVED 2018-01-18
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • CT RA
    APPROVED
    Since 2018-01-18

Branch Locations

108 Main St N, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc White Plains NY 03/2016 11/2017
Prudential Insurance Company Of America White Plains NY 03/2016 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southbury CT 11/2017 Present
Bank Of America, N.A. Southbury CT 02/2018 Present
  • 03/2016 → 11/2017
    Pruco Securities Llc
    White Plains, NY
  • 03/2016 → 11/2017
    Prudential Insurance Company Of America
    White Plains, NY
  • 11/2017 → Present
    Southbury, CT
  • 02/2018 → Present
    Bank Of America, N.A.
    Southbury, CT
Other Businesses

I*354065For profit or not for profit: Name of outside business organization: Brookfield Lion's ClubInvestment related: NAddress of business: Brookfield, Connecticut, 06804Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Member. Participating in charitable fund raising and providing eye glasses and eye exams top school aged children. I*1591260, Name of OBA: Brookfield Economic Development Committee Address: 100 Pocono Road, Brookfield, Connecticut, 06804, US Investment Related: N Position, Title, Association: Committee Employee Start Date: 12/01/2023 No Hours: 2 No Hours during trading: 0 Duties: Promote the Town of Brookfield, CT as a place where business owners would like to open a business.I*1578268, Entity Type:Charitable, Name of OBA: Capital Planning Ad-Hoc Committee Address:Brookfield, CT 06804 Investment Related:No Position, Title, Association: Member Employee Start Date: 1/1/2024 No Hours: No Hours during trading: Duties:The Board of Selectmen appointed a Capital Planning Ad-Hoc Committee members, term of office to be determined based upon need and goals, with a charge to review the capital expenditure plan and make recommendations to the Board of Education, Board of Selectmen and Board of Finance on which projects should be included in the annual budget, and to also review the 10-year Capital Plan to coordinate future capital spending plans. I*1591260 Entity Type: Entity Governmental Name of OBA: Brookfield Economic Development Committee Address: Brookfield, Connecticut Investment Related: No Position, Title, Association: Committee Employee Start Date: 12/01/2023 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Promote Business development in the town of Brookfield CT. Beautification and accessibility to town resources in order to promote town appeal to other outside business owners to move or develop their businesses to Brookfield, CT. Working with Land Use Department and Economic Development Chair person to promote town, Town Block Party, Flower Pots, Street Scape, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-17
S63 Uniform Securities Agent State Law Examination 2010-01-04
  • S66 Uniform Combined State Law Examination
    2018-01-17
  • S63 Uniform Securities Agent State Law Examination
    2010-01-04
Other Names
  • Thomas Aurelio Davanzo
  • Thomas Aurelio D'AVanzo

View on SEC IAPD

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