Robert Henry Freireich

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Lpl Financial Llc (
  Tarrytown, NY
• 01/2005 → Present
  The Capital Preserve, Inc.
  Tarrytown, NY

Previous Registrations

• 2001-07-31 → 2002-12-05
  National Planning Corporation
  Tarrytown, NY

Other Businesses

(1) 12/04/2002 - DBA ONLY / THE CAPITAL PRESERVE, INC. (2) 07/01/2003 - INSURANCE / SELL LIFE, ANNUITIES, DISABLITY, LTC (3)07/18/2011 - THE CAPITAL PRESERVE, INC / REGISTERED INVESTMENT ADVISOR / 10% OF TIME SPENT. (4) 10/21/2014 - ATTORNEY - RETIRED - TARRYTOWN, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-08
• S63 Uniform Securities Agent State Law Examination
  1996-10-18

Other Names

• Robert Fry Freireich