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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| IA | RA | APPROVED | 2019-03-29 |
Branch Locations
595 S 60Th Street Suite 260, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Clive | IA | 02/1998 | 03/2019 |
| Simpson College | Indianola | IA | 02/2007 | Present |
| Stifel Nicolaus & Co Inc | Clive | IA | 03/2019 | Present |
1. PK Capital LLC; 1507 E 17th Street, Norwalk, IA 50211; LLC to hold rental properties; Joint owner; Pay bills and make decisions proposed to management; 09/23/2020; 2 Hours per Week; Not During Securities Trading Hours; Investment-Related. 2. Simpson College; 701 North C Street, Indianola, IA 50125; assistant women's softball coach; assist with practices and scheduled games; 02/01/2003; 40 Hours per Month; During Securities Trading Hours; Not Investment-Related. 3. Fort Des Moines Odd Fellows Lodge; 3612 SW 9th Des Moines IA 50315; Fraternal organization; Noble Grand; reading of the odd fellows lodge ritual and the opening and closing of the lodge; 05/01/2024; 2.00hr/month; not during securities trading hours; not inv related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-21 |
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