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William Thomas Toner

Osaic Wealth, Inc.

Montecito, CA

Newport Beach, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-01
  • CA RA
    APPROVED
    Since 2023-09-01

Branch Locations

Montecito, CA • United States

3723 Birch St.-Ste 9-A, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pimco Investments Llc New York NY 02/2011 04/2017
Pacific Investment Management Company Llc New York NY 02/2011 Present
Sagepoint Financial, Inc. Montecito CA 03/2019 09/2023
Osaic Wealth, Inc. Newport Beach CA 09/2023 Present
  • 02/2011 → 04/2017
    Pimco Investments Llc
    New York, NY
  • 02/2011 → Present
    Pacific Investment Management Company Llc
    New York, NY
  • 03/2019 → 09/2023
    Sagepoint Financial, Inc.
    Montecito, CA
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Newport Beach, CA
Previous Registrations
  • 2019-03-20 → 2023-09-01
    Osaic Services, Inc.
    Newport Beach, CA
  • 2006-06-08 → 2007-08-17
    Allianz Global Investors Managed Accounts Llc
    Stamford, CT
  • 2003-03-11 → 2006-06-07
    Merrill Lynch Investment Managers Lp
    Montecito, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-10
S63 Uniform Securities Agent State Law Examination 1983-10-28
  • S65 Uniform Investment Adviser Law Examination
    1995-08-10
  • S63 Uniform Securities Agent State Law Examination
    1983-10-28
Designations
Other Names
  • Bill Toner

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · MONTECITO, CA
MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA
MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA
MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA
WATCHFIRE VENTURES, LLC · MONTECITO, CA
SOHO FINANCIAL SERVICES LLC · MONTECITO, CA
LPL FINANCIAL LLC · MONTECITO, CA
RBC SECURITIES, INC · Montecito, CA

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