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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-05-23
  • CA RA
    APPROVED
    Since 2014-05-23

Branch Locations

1205 Coast Village Road 1St Floor, Montecito, CA 93108 • United States

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Montecito CA 05/2014 Present
  • 05/2014 → Present
    City National Bank
    Montecito, CA
Previous Registrations
Other Businesses

(1) Name of Entity: Santa Barbara Public Library Foundation; Non-investment related; Address: P.O. Box 92137 Santa Barbara, CA 92137. 40 E. Anapamu Street, Santa Barbara, CA 9310 ; Nature of OBA: Supports the long-term health and sustainability of the Santa Barbara Public Library through public-private partnerships. https://sblibraryfoundation.org/; Position/Title/Relationship: Committee Member; Start Date: 07/02/2018; Time devoted: 2 hours per month; 1 during securities trading hours; Duties: Oversight or the Foundation's budget and financial statements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-09
  • S66 Uniform Combined State Law Examination
    2007-10-09

View on SEC IAPD

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