Frank Thomas Troise

Employer firm

Soho Financial Services LLC CRD 142510

$1.30M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• FINANCIAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → Present
  Soho Capital Llc
  Montecito, CA
• 11/2006 → Present
  Soho Financial Services Llc
  Managing Member, CA
• 09/2007 → Present
  Soho Asset Management, Llc
  Montecito, CA

Previous Registrations

• 2013-02-08 → 2017-12-31
  Soho Financial Services Llc
  Henderson, NV
• 2015-02-09 → 2015-12-31
  Soho Capital Llc
  Montecito, CA
• 2015-02-09 → 2015-12-31
  Soho Asset Management Llc
  Montecito, CA
• 2013-02-08 → 2014-12-31
  Soho Capital Llc
  Henderson, NV
• 2013-02-08 → 2014-12-31
  Soho Asset Management Llc
  Henderson, NV
• 2012-02-21 → 2012-12-31
  Soho Financial Services Llc
  Los Olivos, CA
• 2007-01-04 → 2010-12-31
  Soho Capital Llc
  Los Olivos, CA
• 2007-01-26 → 2010-12-31
  Soho Financial Services Llc
  Los Olivos, CA
• 2008-03-10 → 2010-12-31
  Soho Asset Management Llc
  Los Olivos, CA
• 2003-10-14 → 2006-12-31
  Soho Capital Llc
  Santa Moncia, CA

Other Businesses

(1) A PRINCIPAL OF SOHO CAPITAL LLC AND SOHO ASSET MANAGEMENT LLC MANAGEMENT CONSULTING FIRMS

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-23
• S66 Uniform Combined State Law Examination
  1998-11-20

Other Names

• Frank Troise
• Frank T Troise