Best Investors Account Sign in

Jeffry Lawrence Pittman

LPl Financial LLC

Montecito, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-07-11
  • CA RA
    APPROVED
    Since 2012-07-11

Branch Locations

1106-E Coast Village Rd., Montecito, CA 93108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montecito Bank & Trust Montecito CA 11/2011 Present
Lpl Financial Llc Montecito CA 07/2012 Present
  • 11/2011 → Present
    Montecito Bank & Trust
    Montecito, CA
  • 07/2012 → Present
    Lpl Financial Llc
    Montecito, CA
Previous Registrations
  • 2011-01-03 → 2011-11-07
    Wells Fargo Clearing Services, Llc
    San Luis Obispo, CA
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Barbara, CA
    Santa Barbara, CA
Other Businesses

1)7/11/12 -DBA ONLY / MB&T PRIVATE ASSET MANAGEMENT/ 80% MONTECITO, CA 2) 7/11/12 - BANK DUTY / WEALTH MANAGEMENT DIRECTOR / 25% / MONTECITO, CA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-08
S63 Uniform Securities Agent State Law Examination 1991-02-07
  • S65 Uniform Investment Adviser Law Examination
    1998-01-08
  • S63 Uniform Securities Agent State Law Examination
    1991-02-07

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
MANCHESTER CAPITAL MANAGEMENT LLC
WATCHFIRE VENTURES, LLC
SOHO FINANCIAL SERVICES LLC
RBC SECURITIES, INC
MORGAN STANLEY
LAGUNA CAPITAL MANAGEMENT, INC.
CREATIVEONE WEALTH, LLC

Other Investors

BRIAN E YORTY
Alexander James Puziol
CORY JAMES BOGGS
Avery Harbour
PHILIP TODD KIRSHMAN
FRANK THOMAS TROISE
ROY MARTINEZ
AMBER KAY ORTIZ

Other Offices

J.P. MORGAN SECURITIES LLC · MONTECITO, CA
MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA
MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA
MANCHESTER CAPITAL MANAGEMENT LLC · Montecito, CA
WATCHFIRE VENTURES, LLC · MONTECITO, CA
SOHO FINANCIAL SERVICES LLC · MONTECITO, CA
RBC SECURITIES, INC · Montecito, CA
MORGAN STANLEY · Montecito, CA

More in Montecito, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor