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Thomas Alan Bixby

LPl Financial LLC

Viera, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-04
TX RA APPROVED 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-03

Branch Locations

7380 Murrell Road, Suite 100, Viera, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen & Company Of Florida, Inc. Lakeland FL 02/2013 Present
Lpl Financial, Llc Viera FL 08/2019 Present
  • 02/2013 → Present
    Allen & Company Of Florida, Inc.
    Lakeland, FL
  • 08/2019 → Present
    Viera, FL
Previous Registrations
  • 2019-11-23 → 2022-03-02
    Allen & Company Of Florida, Llc
    Viera, FL
    Viera, FL
  • 2013-03-18 → 2019-11-22
    Allen & Company Of Florida, Llc
    Viera, FL
  • 2009-06-01 → 2013-03-07
    Melbourne, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Melbourne, FL
  • 1998-04-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Melbourne, FL
    Melbourne, FL
Other Businesses

1. 03/22/22 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/03/2019 - 0 Hours Per Month/ 0 Hours During Securities Trading. 2. 03/22/22 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/03/2019 - 0 Hours Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-10-19
  • S63 Uniform Securities Agent State Law Examination
    1983-10-19
Designations
Other Names
  • Tom Bixby
  • Thomas Alan Bixby
  • Thomas Bixby

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