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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-19
  • FL RA
    APPROVED
    Since 2015-08-19

Branch Locations

8085 Spyglass Hill Road, Viera, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Viera FL 08/2015 Present
Raymond James Financial Services Advisors Inc. Viera FL 08/2015 Present
Previous Registrations
  • 2011-11-28 → 2015-08-06
    Cadaret, Grant & Co., Inc.
    Melbourne, FL
    Melbourne, FL
Other Businesses

(1)Name of Business: CPA Financial Enrichment Group Address: 8085 Spyglass Hill Rd, Viera, FL, 32940, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/27/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CPA Financial Enrichment Group is DBA Support Co. under which I am an acting advisor through RJFS (2)Name of Business: Waterford Pointe Homeowners Association Address: 1064 Wimbledon Drive, Melbourne, FL, 32940, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 03/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist, comments, on Homeowner association activities and budget items. I would participate on projects (i.e. annual picnic) and/or ongoing committees (lawn committee, irrigation committee, etc). I

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-15
S63 Uniform Securities Agent State Law Examination 2000-01-19
  • S65 Uniform Investment Adviser Law Examination
    2011-11-15
  • S63 Uniform Securities Agent State Law Examination
    2000-01-19
Other Names
  • James R Delaura
  • Jim Delaura

View on SEC IAPD

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