S Marcus Hawkins

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1983 → Present
  Prudential Insurance Company Of America
  Umatilla, FL
• 05/1983 → 11/2024
  Pruco Securities, Llc
  Umatilla, FL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Umatilla, FL

Previous Registrations

• 2014-10-16 → 2024-11-12
  Pruco Securities, Llc.
  Lady Lake, FL
  Eustis, FL
  Leesburg, FL
  Leesburg, FL
  Leesburg, FL
  Leesburg, FL
  Leesburg, FL
  Umatilla, FL

Other Businesses

1) 11/07/2024 - JJLM Properties - 41334 Babb Rd Umatilla, FL 32784 - three properties for the LLC - Pops Palace - 481 Brainard Ave - Real Estate Rental - Inv Related - At UMATILLA, FL - Start Date 02/05/2016 - 2hrs/mth - 0hrs/mth During Trading 2) 11/07/2024 - Pops Palace - Rental properties 101 North Kentucky Umatilla, FL 32784, 400/408 Orange Ave Umatilla, FL 32784 - Real Estate Rental - Inv Related - At UMATILLA, FL - Start Date 03/01/2019 - 8hrs/mth - 0hrs/mth During Trading 3) 11/21/2024 - Grand Island Baptist Church - Single check signing privileges (5 other people can sign). Report quarterly business to congregation. Church employs financial secretary to create checks and account balancing. Treasurer only signs after secretary creates them - Non-profit volunteer (not on board) - Non Inv Related - At UMATILLA, FL - Start Date 10/01/2008 - 8hrs/mth - 0hrs/mth During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-30

Other Names

• Marcus Shirley Hawkins
• Mark Hawkins