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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Altamonte Springs | FL | 04/2021 | 06/2024 |
| International Paper | Memphis | TN | 02/2018 | 01/2021 |
| Florida A & M University | Tallahassee | FL | 01/2017 | 12/2017 |
| International Paper | Memphis | TN | 05/2017 | 06/2017 |
| Florida A & M University | Tallahassee | FL | 07/2012 | 12/2017 |
| Unemployed | Eustis | FL | 01/2021 | 04/2021 |
| Securities America Advisors | Altamonte Springs | FL | 07/2023 | 06/2024 |
| Osaic Wealth, Inc. | Eustis | FL | 06/2024 | Present |
| Osaic Wealth, Inc. | Eustis | FL | 06/2024 | Present |
1. PROSPERITY INVESTMENT SERVICES, INC. POSITION: Associate Advisor NATURE: Associate Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/31/2023 ADDRESS: 1804 E Orange Ave, Eustis FL 32726 DESCRIPTION: Associate Advisor 2. A. RAE COMPANY, INC. POSITION: Owner NATURE: Finance Associate INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2021 ADDRESS: 1804 E. Orange Avenue, Eustis FL 32726, United States DESCRIPTION: Financial administrative work. Preparing proposals and reports. Client relations and account servicing. 3. RENTAL PROPERTY LANDLORD POSITION: Landlord NATURE: I own a residential property and will be renting it out to a tenant. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 844 Grand Regency Pointe, Altamonte Springs FL 32714, United States DESCRIPTION: I own a residential property and will be renting it out to a tenant. 4. RENTAL PROPERTY LANDLORD POSITION: Landlord NATURE: I own a residential property and will be renting it out to a tenant. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 9051 Coral Shell Lane, Cordova TN 38016, United States DESCRIPTION: I own a residential property and will be renting it out to a tenant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-14 |
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