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William Thomas Jones

Wells Fargo Clearing Services, LLC

Eustis, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-26
FL RA APPROVED 2018-03-06
  • TX RA
    APPROVED_RES
    Since 2018-03-26
  • FL RA
    APPROVED
    Since 2018-03-06

Branch Locations

127 N Bay St, Eustis, FL 32726 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dws Investments Distributors, Inc. Chicago IL 02/2014 01/2017
Alps Distributors, Inc. Denver CO 04/2017 12/2017
Stadion Money Management Watkinsville GA 04/2017 12/2017
Wells Fargo Clearing Services, Llc Eustis FL 12/2017 Present
  • 02/2014 → 01/2017
    Dws Investments Distributors, Inc.
    Chicago, IL
  • 04/2017 → 12/2017
    Alps Distributors, Inc.
    Denver, CO
  • 04/2017 → 12/2017
    Stadion Money Management
    Watkinsville, GA
  • 12/2017 → Present
    Wells Fargo Clearing Services, Llc
    Eustis, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-05
S63 Uniform Securities Agent State Law Examination 2000-10-10
  • S65 Uniform Investment Adviser Law Examination
    2018-03-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-10
Other Names
  • Tom Jones
  • Thomas Jones
  • William T Jones

View on SEC IAPD

Other Firms

EDWARD JONES
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
EQUITABLE ADVISORS, LLC
EVERSOURCE WEALTH ADVISORS, LLC
SYNERGY INVESTMENT MANAGEMENT LLC

Other Investors

WILLIAM R GIFFING
KEVIN SLOANE GERRY
ALLISON SIM
MEGAN JUDGE
ANDREW LUNDY HALIDAY
Eric Von Blamick
ALEXUS RAE LABOO
LISA RAE LABOO

Other Offices

EDWARD JONES · EUSTIS, FL
OSAIC WEALTH, INC. · EUSTIS, FL
LPL FINANCIAL LLC · EUSTIS, FL
EDWARD JONES · EUSTIS, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Eustis, FL
WELLS FARGO CLEARING SERVICES, LLC · MOUNT DORA, FL
EDWARD JONES · MT DORA, FL
TRUIST ADVISORY SERVICES, INC. · EUSTIS, FL

More in Eustis, FL

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